Corporate Advisory

Our Securities Litigation and Regulations Corporate Advisory and Securities Enforcement practice consists of both corporate and litigation attorneys who are best suited to address critical and complex “board level” special situations for our clients. We also advise and defend clients in matters before the Securities and Exchange Commission, self-regulatory organizations, and state securities authorities.

While many situations are unique, typical situations involve advice and guidance with respect to fiduciary duties, conflicts of interests, special investigations, compliance issues, best practices and pre-bankruptcy or insolvency counseling, in addition to information requests from government agencies, including the SEC, FINRA, and the Department of Justice. Using a multi-disciplinary approach, our firm will staff each corporate advisory matter with appropriate subject matter experts as required, including in the areas of SEC and SRO compliance, public and forensic accounting, valuation and appraisal services, private investigations and criminal defense.

Our attorneys have represented a broad spectrum of clients, including Fortune 500 companies, investment funds and their sponsors, investment, private equity, venture capital, merchant and buyout firms, and individual directors and officers.

Corporate Advisory services include:

• Corporate Reorganizations and Recapitalizations
• Entity Formation and Structuring (Including Investment Funds)
• Equity and Debt Financings
• Joint Ventures and Strategic Alliances
• Mergers and Acquisitions, Divestitures, and Asset Sales
• Governance and Compliance
• Pre-Litigation and Corporate Counseling
• Private Equity and Venture Capital Investments
• Public Securities Offerings and Private Placements
• Securities Compliance Matters
• Structured Finance and Asset Securitizations
• Unfair Competition/Restrictive Covenant Law
• Pre-Diligence Preparation and Due Diligence Management
• Records Management
• Distressed Asset Acquisitions and Dispositions